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Disclosures

SEC Order Execution and Routing Disclosure

Churchill Financial, LLC. is an introducing broker dealer and has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Churchill Financial, LLC’s clearing broker, National Financial Services, LLC, has selected the execution venue on behalf of its customers.

The report is divided into three sections: one for S&P 500 stocks, one for Non-S&P stocks, and one for exchange-listed options. For each section, this report identifies the venues most often selected by National Financial Services, LLC, discloses summary statistics, sets forth the percentage of various types of orders routed to the venues, contains material aspects, and payments received from each venue.

Below are listed Churchill Financial’s quarterly reports, by year, on our order routing practices. Churchill Financial routes 100% of its orders to National Financial Services, LLC (NFS) our clearing agent. To view NFS’s SEC Rule 606 order disclosure, you can visit their website at SEC Rule 606 (fidelity.com).


2024

2nd Quarter
PDF  |  XML

1st Quarter
PDF  |  XML

2023

4th Quarter
PDF  |  XML

3rd Quarter
PDF  |  XML

2nd Quarter
PDF  |  XML

1st Quarter
PDF  |  XML

2022

4th Quarter
PDF  |  XML

3rd Quarter
PDF  |  XML

2nd Quarter
PDF  |  XML

1st Quarter
PDF  |  XML

2021

4th Quarter
PDF  |  XML

3rd Quarter
PDF  |  XML

2nd Quarter
PDF  |  XML

1st Quarter
PDF  |  XML

2020

4th Quarter
PDF  |  XML

3rd Quarter
PDF  |  XML

2nd Quarter
PDF  |  XML

1st Quarter
PDF  |  XML